What ACRA Looks For in a Compliance Review? ACRA compliance reviews are not just about having policies in place —they assess whether a CSP can demonstrate effective implementation, consistent application, and supporting evidence.
This page explains how ACRA typically conducts compliance reviews, what areas carry the highest weight, and how CSPs can prepare in a practical and structured way.
Advance notice, on-site spot checks of documents and interviews, report submission → ACRA review.
Email notification, demand for submission of IPPC/client list/CDD files, in-depth interview + file inspection, final opinion and penalty issued.
ACRA compliance reviews are generally assessed across the following core areas:
| Review Area | Relative Weight |
|---|---|
| General information about CSP | Low |
| Risk-based approach and risk assessment | Medium |
| Internal Policies, Procedures and Controls (IPPC) | High |
| Customer Due Diligence & Beneficial Ownership | High |
| Suspicious Transaction Reporting | Medium |
| Internal communication and staff training | Low |
Key takeaway: IPPC and CDD-related areas consistently carry the highest scoring weight and are the most common sources of regulatory findings.
Below are practical resources designed to support CSPs at different stages of compliance readiness.
Each resource is available on a dedicated page for further details.
A short, confidential discussion with a compliance consultant to:
Understand your current compliance setup
Identify potential review gaps
Receive practical, risk-based improvement suggestions
A self-assessment tool to help CSPs:
Review current compliance posture
Identify weaknesses before a formal review
Improve internal alignment and awareness
A structured IPPC template designed to help CSPs:
Establish policies aligned with ACRA compliance expectations
Address the highest-weighted review area in compliance assessments
Translate regulatory requirements into practical operational guidance
A digital platform designed to help CSPs:
Execute CDD processes in a compliant and consistent manner
Maintain clear audit trails and evidence-linked records
Improve operational efficiency without compromising regulatory expectations
Contact us to discover how our all-in-one AML/CFT and KYC platform empowers you to streamline Customer Due Diligence (CDD) and
risk management with greater efficiency and lower costs.